Monthly Archives: January 2009

Canada’s security regulators have introduced new reporting and certification requirements through the implementation of National Instrument 52-109 Certification of Disclosure in Issuers Annual and Interim Filings (NI 52-109) which replaces Multilateral Instrument 52-109. Reporting issuers (other than investment funds) completing …
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Notwithstanding media attention, particularly in the United States, relating to backdating of stock options, and reminders by Canadian securities regulators about stock option rules, many companies continue to violate Toronto Stock Exchange rules and their own black-out policies. Staff guidance …
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